List of investment advisers registered with the SEC and their assets under management
- 033 Asset Management LLC – 40 North Management LLC
- 42 Investment Advisory Grou... – Abg Portfolio Strategies, Inc.
- Abidar Capital Management – Aci Partners, LLC
- Acis Capital Management, L.P. – Ader Investment Management LP
- Adg Capital Management LLP – Ae Industrial Partners, LP
- Aeltus Investment Managemen... – Ahl Partners LLP
- Ahm Asset Management, LLC – Albritton Capital Managemen...
- Alcatel Lucent Investment M... – Allegiant Investment Counse...
- Allegiant Real Estate Capit... – ALPern Wealth Management, LLC
- ALPha4 X Asset Management LLC – Altamar Secondaries LLC
- Altamont Capital Management... – American Capital Agnc Manag...
- American Capital Mtge Manag... – Am Global Wealth Management...
- Amh Equity Ltd – Anderson & Strudwick, Incor...
- Andesa Financial Management... – Apelles Investment Manageme...
- Aperimus Capital, LLC – Arbitex Asset Management, L.P.
- Arbitrage & Trading Managem... – Argonaftis Capital Manageme...
- Argonaut Private Capital, LP – Arp Americas LP
- Arque Advisors, LLC – Ascribe Management LLC
- Asc Trust Corporation – Asset Management Resources,...
- Asset Management Strategies... – Atlantic Trust Advisors, Inc.
- Atlantic Wealth Partners, LLC – Autumn Wind Asset Managemen...
- Autus Asset Management, LLC – Axium Infrastructure Inc.
- Axon Capital LP – Balance Point Capital Advis...
- Balance Sheet Solutions LLC – Banyan Equity Management, LLC
- Banyan Tree Asset Managemen... – Bassini Playfair Wright Adv...
- Basso Capital Management, L.P. – B. C. Ziegler And Company
- Bdca Adviser, LLC – Beirne Wealth Consulting Se...
- Bel Air Investment Advisor... – Beresh, Patrick M
- Bergankdv Wealth Management... – Bfc Planning, Inc.
- Bfe Asset Management, LLC – Bireme Capital, LLC
- Birinyi Associates, Inc. – Blackstone Kailix Advisors ...
- Blackstone L/S Advisors L.L.C. – Bluedog Capital Management LLC
- Blue Edge Capital, LLC – Bmo Family Office, LLC
- Bmo Global Asset Management... – Boon Investments, Inc.
- Boothbay Fund Management, LLC – Bpc Advisors LLC
- Bp Capital Energy Advisors,... – Breiter Capital Management Inc
- Breithorn Capital Managemen... – Brighton Wealth Management,...
- Brightplan LLC – Brooklyn Capital Management...
- Brookmont Capital Managemen... – Bsw Wealth Partners LLC
- B&T Capital Management, Inc... – Burr Leavitt Asset Management
- Burr Oak Group Inc – Cairn Capital Limited
- Cairn Capital North America... – Cam Energy, LLC
- Cameron Capital Management LLC – Capita Financial Network, LLC
- Capital Advantage, Inc. – Capital Securities Of Ameri...
- Capital Security Advisors LLC – Carl F. Bailey, Jr.
- Carlin Asset Management, LLC – Cary Street Partners Invest...
- Casablanca Capital Manageme... – Cavanal Hill Investment Man...
- Cavanaugh Capital Managemen... – Cedarview Capital Managemen...
- Cedar Wealth Management, LLC – Ceponis, David J.
- Ceponis, David, Jay – Channel Trend Asset Managem...
- Channer Darmour Yanari, LLC – Cherry Creek Investment Adv...
- Cherrydale Wealth Managemen... – Chronos Wealth Management, ...
- Chryst, Jeffrey Dell – Citron Capital, LLC
- City Financial Investment C... – Clayton & Mckervey Financia...
- Clayton Partners LLC – Cloud Capital LLC
- Cloud Gate Capital, LLC – C&O Funds Advisor Inc
- Cogent Advisor LLC – Columbia Management Investm...
- Columbia Pacific Advisors, LLC – Comrie Family Office LLC
- Comrie Wealth Management LLC – Consolidated Financial Mana...
- Consolidated Financial Serv... – Copper Beech Advisors LLC
- Copper Beech Tree LLC – Corry Capital Advisors, LLC
- Corsair Capital Management,... – Cpcm, LLC
- Cpfa, LLC – Crescent Hill Partners LLC
- Crescent Park Management, L.P. – Crown Jewel Concepts, LLC
- Crow Point Partners, LLC – Curian Capital, LLC
- Curi Wealth Management, LLC – D.A.C. Davis Investment Cou...
- D.A. Davidson & Co. – Davenport & Company LLC
- Davenport Watts & Drake Inv... – Ddd Partners, LLC
- Ddj Capital Management LLC – Delray Financial Corporation
- Del Rey Global Investors, LLC – Devere Usa Inc.
- Devonshire Asset Management... – Dinverno & Foltz Financial ...
- Dion Money Management LLC – D&M Capital Management, Inc.
- Dme Capital Management, LP – Douglas Adams Mcclennen
- Douglas Allen Stewart – Dsc ALPha Advisors, LLC
- D. Scott Neal, Inc. – Dwight Securities Managemen...
- Dwl Advisors, LLP – Eastbourne Capital Manageme...
- East Bridge Capital Managem... – Edinburgh Fund Managers Plc
- Edinburgh Partners Limited – Elbrook Holdings, LLC
- Elco Management Company, LLC – Emerging Markets Investors ...
- Emerging Markets Management... – Enier Jose Cabrera
- Enlightenment Research, LLC – Equity Investment Corporati...
- Equity Logic, LLC – Eukles Asset Management, LLC
- Eulav Asset Management – Exceed Advisory LLC
- Excel Financial, LLC – Falcata Capital LLC
- Falco Financial Services, Inc. – Fco Advisors LP
- Fcp Fund Manager, LLC – Fi401 K Advisors, LLC
- Fiam LLC – Fimco, LLC
- Finaccess Advisors, LLC – Financial Planning Office, LLC
- Financial Planning Professi... – First Austin Capital Manage...
- First Capital Advisors Grou... – First State Investment Mana...
- First State Investments Int... – Flexible Plan Investments Ltd
- Flexpath Strategies LLC – Fore International, LP
- Forem Investments LLC – Foundation Asset Management...
- Foundation Capital Strategi... – Franklin Templeton Investme...
- Franklin Templeton Investme... – Frontlight Capital LP
- Frontpoint Management (Uk) LLP – Fundamental Advisors LP
- Fundamental Global Investor... – Galway Investment Strategy
- Gambit Securities, Inc. – Gasber Financial Advisors, Inc
- Gasber & Grecu Financial Ad... – Generations Wealth Planning...
- Genereux Investment Managem... – Gibraltar Bank, Fsb
- Gibraltar Capital Managemen... – Gleeson, Sklar, Sawyers & C...
- Glencoe Limited, L.L.C. – Global Wealth Law Corporation
- Global Wealth Management In... – Gold Investment Management ...
- Goldman Asset Mgmt. LLC – Gpm Growth Investors, Inc.
- Gps Capital Management, LLC – Gray Wealth Management, Inc
- Gray, William, Loyd, Jr. – Green Square Capital, LLC
- Green Square Capital Louisv... – Grk Partners LP
- Grodman Financial Group, LLC – Guardsman Private Capital M...
- Guelich Capital Management,... – Haisman Wealth Management, ...
- Haitou Investment Managemen... – Hancock Capital Investment ...
- Hancock Institutional Advis... – Harness Investment Manageme...
- Harold C. Brown & Co., LLC – Hawkins Capital L.P.
- Hawkins Way Capital, LLC – Hearthstone, A California C...
- Hearthstone Inc., A Califor... – Henssler Asset Management LLC
- Hepburn Capital Management,... – Hhr Asset Management, LLC
- H&H Retirement Design And M... – Hillier Advisors, LLC
- Hill Investment Group, LLC – Hoisington Global Fixed Man...
- Hoisington Investment Manag... – Horn Eichenwald Investments...
- Horne Wealth Advisors, LLC – Htx Capital Management, LP
- Hubbell Consulting, LLC – Hutto Retirement Advisors, LLC
- Huxley Capital Management, LLC – Igdaloff Barry
- I.G. International Manageme... – Indexedge Investment Consul...
- Index Fund Advisors, Inc. – Innovatum Capital Partners,...
- Innovatus Capital Partners,... – Intellinomics
- Intentional Finance, LLC – Invesco Rr Fund L.P
- Invesco Senior Secured Mana... – Investor's Advantage, L.L.C.
- Investors Advisory Group, LLC – Isc Advisors, Inc.
- Ischus Capital Management, LLC – Jaguar Investment Services,...
- Jaguar Listed Property LLC – Jcm Capital Management, Inc.
- Jcp Investment Management, LLC – J.H. Lane Partners, LP
- Jhl Capital Group LLC – John H. Dalton, Jr.
- John H. Mckewen Iii – Joseph John Hasson, Jr.
- Joseph Parker & Company Inc – J.W. Advisors Inc.
- Jwa Financial Group, Inc. – Karpus Management Inc
- Karsch Capital Management, LP – Keeley Asset Management Corp
- Keeley Teton Advisors, LLC – Kerwin Beley & Associates Inc
- Kessler Investment Group, LLC – Kingfisher Capital, LLC
- Kingfisher Investors LLC – Klk Capital Management LLC
- Klopp Investment Management... – Koury Capital Management, LLC
- Kovack Advisors, Inc. – Kuntz Lesher Capital LLC
- Kurchner Capital Management... – Lamco Advisory Services Inc.
- Lamco LLC – Lathrop Investment Manageme...
- Latigo Partners, L.P. – Leadsman Capital, LLC
- Leafhouse Financial Advisor... – Lehman Brothers Asset Manag...
- Lehman Brothers Future Asse... – Lewis Capital Management, LlLP
- Lewis & Clark Equity Partne... – Lighthouse Growth Advisors LLC
- Lighthouse Investment Partn... – Liquid Strategies, LLC
- Lisanti Capital Growth LLC – Lodestar Private Asset Mana...
- Lodge Hill Capital, LLC – Longview Partners (Guernsey...
- Longvue Advisors LLC – Lucien Stirling & Gray Advi...
- Lucror Capital Advisors, L.P. – Macdougall Investment Couns...
- Mace Capital Management, LLC – Magnitude Capital, LLC
- Magnolia Capital Management... – Mandarinfish Management, LLC
- Mane Fund Management, Inc. – Mariner Retirement Advisors...
- Mariner Value Strategies, LLC – Martello Investment Managem...
- Martel Wealth Advisors Inc – Matthes Capital Management,...
- Matthes William Lee – Mcarthur David Wyndham
- Mca Services, LLC – Mcilrath & Eck, LLC
- Mcintyre, Freedman & Flynn ... – Medley & Brown,LLC
- Medley Capital LLC – Meridian Advisory Services LLC
- Meridian Capital Partners, ... – Metropolitan Capital Strate...
- Metropolitan Equity Partner... – Mickey Barreto Missions
- Microsigma Capital Manageme... – Miller Investment Managemen...
- Miller & Jacobs Capital, LLC – Mittra Finnigan & Kirkman LLC
- Miura Global Management, LLC – Moneco Advisors, LLC
- Moneda Usa, Inc. – Moody Aldrich & Sullivan LLC
- Moody Investment Advisors, ... – Morton Clarke Burns Fu & Me...
- Morton Clarke Fu & Metcalf ... – Msd Partners, L.P.
- Msdw Capital Partners Iv Inc – Mutual Fund Protection Service
- Mutual Fund Public Co Ltd – National Investment Service...
- National Life Investment Ma... – Needelman Asset Management Inc
- Needham Capital Management,... – Newcrest Advisors, Inc.
- Newday Funds, Inc. – Newstar Financial, LLC
- New Star Institutional Mana... – Nike Investment Partners, LLC
- Nikko Alternative Asset Man... – North Berkeley Investment P...
- Northbrook Investment Manag... – Northwest Criterion Asset M...
- Northwestern Mutual Capital... – Nvision Wealth Group, LLC
- Nvng Investments Inc – Obp Capital LLC
- Obrien Greene & Co Inc – Okumus Capital, LLC
- Okumus Fund Management, Ltd. – One68 Global Capital, LLC
- One Advisory Partners, LLC – Optimal Capital Advisors, LLC
- Optimal Fund Management Pty... – Ota Multi Strategy Advisors...
- Ottaviano & Associates, LLC – Pacific Rim Capital Managem...
- Pacific Strategic Managemen... – Pandolfo Capital, LLC
- Pandya, Sandeep Madhavlal – Park Presidio Capital LLC
- Park Ridge Asset Management... – Patten Investment Advisors Inc
- Patterson Capital Managemen... – Pebble Management Group, LLC
- Pecaut & Co. – People's United Advisors, Inc.
- Peppertree Capital Manageme... – Petix & Botte Company
- Petra Financial Advisors Inc – Phoenix Realty Group LLC
- Phoenix Variable Advisors, ... – Pinnacle Capital Management...
- Pinnacle Equity Management Inc – Plan Sponsor Advisors, LLC
- Plan Strategies Inc – Polygon Credit Holdings Ltd.
- Polygon Investments Ltd. – Ppc Investment Partners LP
- Ppc Portfolio Consultants, ... – Presima Inc.
- Presper Financial Architect... – Prism Advisory Group, LLC
- Prism Financial Group, LLC – Promontory Financial Planni...
- Promus Capital, LLC – Prudent Investors Network, ...
- Prudent Man Advisors, LLC – Qcm Cayman, Ltd.
- Qcm, LLC – Queen City Capital Manageme...
- Queensboro Advisors, LLC – Rainier Investment Manageme...
- Rainsberger Wealth Advisors... – Raylign Investments LLC
- Raylor Investments LLC – Red Door Wealth Management,...
- Red Dot Trading, LLC – Reinhart Partners, Inc.
- Reinoso Asset Management, Inc. – Responsive Financial Servic...
- Resq Investment Partners, LLC – Rfp Financial Group, LLC
- Rg Capital Investment Advis... – Ridge Creek Global, Inc.
- Ridge Investment Advisors Inc – Rivertree Advisors, LLC
- River Twice Capital Advisor... – Robert Harrell Incorporated
- Robert Jay Holub – Roehl & Sittner Investment ...
- Roehl & Yi Investment Advis... – Rotella Capital Management,...
- Roth Asset Management, Inc. – R. Stewart Eads Investment ...
- Rsw Investments Holdings LLC – R.W. Roge & Company, Inc
- Rwt Investment Advisers, Inc. – Sagent Wealth Management
- Sagepoint Financial, Inc. – Sanders Morris Harris LLC
- Sanderson Asset Management LLP – Sas Capital Management, LLC
- Sasco Capital Inc – Schaefer Financial Manageme...
- Schaeffer Financial LLC – Scoggin Management LP
- S & Co., Inc. – Seavest Investment Group, LLC
- Seaview Global Advisors LLC – Select Advisor Group, Inc.
- Select Asset Management, LLC – Seven Canyons Advisors, LLC
- Seven Eight Capital, LP – Sheavly Financial Group, Inc.
- Sheehan Paul Joseph – Sica Wealth Management, LLC
- Sicner Asset Management, L.... – Silverleaf Advisor Group, LLC
- Silverleaf Capital Advisors... – Sixth Street Capital LP
- Sixty Capital Advisors, LLC – Smiley, William, Michael
- Smi Management & Research LLC – Solar Capital Partners, LLC
- Solaris Advisors, LLC – Source Financial Advisors, LLC
- South Bay Financial Partner... – Spectrum Financial Resources
- Spectrum Strategic Capital ... – Sq Advisors, LLC
- Sqm Frontier Management, LP – Staple Street Capital Manag...
- Starboard Capital Partners,... – Stella Point Capital, LP
- Stellar Capital Management LLC – Stewart West Indies Trading...
- Stewart W.P. & Co., Ltd – Stone Tower Equity Partners...
- Stone Tower Fund Management... – Stratifi, LLC
- Stratigraphic Asset Managem... – Sumitomo Mitsui Trust (Hong...
- Summa Global Advisors, LLC – Suntrust Securities Inc
- Suntx Capital Management Corp. – Swiss Asset Advisors, LLC
- Swiss Capital Invest Holdin... – Tag Eisneramper LLC
- Taggart Financial Group, Inc. – Taylor, Bernard
- Taylor, Cottrill, Erickson ... – Tejas Securities Group, Inc.
- Tekla Capital Management LLC – Teza Capital Management LLC
- Tfc Financial Management, Inc. – The Citrin Group, LLC
- The Clarius Group, LLC – The Hogan Knotts Financial ...
- The Holben Group, LLC – The Mutual Fund Store Houst...
- The Mutual Fund Store India... – The Retirement Plan Company...
- The Retirement Planning Com... – Thibeault Financial Advisor...
- Thinkequity LLC – Thorson Financial Group Inc
- Thousand Oaks Financial Cor... – Timeless Investment Managem...
- Timeless Portfolio Solution... – Tmfs Omaha,LLC
- Tmfs Omaha, LLCl – Torrey Pines Capital Manage...
- Torshen Capital Management,... – Trail Creek Capital Partner...
- Trail Ridge Investment Advi... – Trg Management LP
- Trh Financial LLC – Trivest Investment Advisors...
- Trivium Capital Management,... – Truvestments Capital LLC
- Truvvo Partners LLC – Twin Focus Capital Partners...
- Twin Haven Capital Partners... – Ullman John & Associates Inc
- Ullmann Financial Group, Inc. – Upromise Investment Advisor...
- Upstate Management Associat... – Valic Financial Advisors, Inc.
- Validea Capital Management LLC – Van Strum & Towne Inc
- Vantage Consulting Group Inc – Verde Capital Management, Inc.
- Verdence Capital Advisors, LLC – Vicis Capital, LLC
- Vickerman & Driscoll Financ... – Vista Wealth Management Gro...
- Vist Capital Management – Wafra Investment Advisory G...
- Wager Wealth Management And... – Warren Capital Management, ...
- Warren Fiancial Service & A... – Wbh Advisory, Inc.
- Wbi Investments Inc. – Wealth Preservation Advisor...
- Wealth Preservers, LLC – Weiser Advisory Services LLC
- Weiser Capital Management, LLC – Wesley Capital Management, LLC
- Wespac Advisors, LLC – West Wind Wealth Management...
- Westwood Advisors, L.L.C – Whitford Asset Management LLC
- Whitley Penn Financial, L.L.P. – Willms, S.C.
- Willner & Heller LLC – Winthrop Partners Epa, LLC
- Winthrop Partners Wny, LLC – Wood Investment Counsel, LLC
- Wood Jonathan David – Wulf Bates & Murphy Inc
- Wulff, Hansen & Co. – Yoder, Anat, Nurit Levy
- Yoffe Investment Management... – Zimmer Partners, LP
- Zions Bank Liquid Asset Man... – Zynin Capital Management LLC